UP Fintech Faces Securities Investigations Over China Penalties
NEW YORK – September 9, 2026 (STL.News) UP Fintech Holding Limited (NASDAQ: TIGR), the online brokerage company behind the Tiger Brokers platform, is facing scrutiny from multiple U.S. investor-rights law firms following regulatory enforcement in China that resulted in approximately RMB 411 million, or roughly $59.7 million, in penalties and confiscated income. The Rosen Law Firm issued another investor notice Wednesday saying it continues to investigate potential securities claims on behalf of UP Fintech shareholders. The investigation centers on allegations that the company may have provided materially misleading business information to investors. Rosen said it is preparing a securities
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